MGEX Notices of Disciplinary Action

Note: This page contains MGEX Notices of Disciplinary Action beginning March 9, 2018.  Prior Notices of Disciplinary Action are not available on this page; however, they may be searchable on the National Futures Association BASIC database. 

2017

• 17-I-31

2018

• 18-I-06
• 18-I-13
• 18-I-19
• 18-I-20
• 18-I-27
• 18-I-28

2019

• 19-I-01
• 19-I-12
• 19-I-13
• 19-I-22
• 19-I-23
• 19-I-24
•  19-I-25

2020

• 20-I-06
• 20-I-14
• 20-I-15
• 20-I-16
• 20-I-24
• 20-I-25
• 20-I-27
• 20-I-28
• 20-I-31

2021

• 21-I-16
• 21-I-19

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