MGEX Notices of Disciplinary Action

Note: This page contains MGEX Notices of Disciplinary Action beginning March 9, 2018.  Prior Notices of Disciplinary Action are not available on this page; however, they may be searchable on the National Futures Association BASIC database. 

2017

  17-I-31

2018

  18-I-06

  18-I-13

  18-I-19

  18-I-20

  18-I-27

  18-I-28

2019

  19-I-01

  19-I-12

  19-I-13

  19-I-22

  19-I-23

  19-I-24

19-I-25

2020

  20-I-06

  20-I-14

  20-I-15

20-I-16

20-I-24

20-I-25

20-I-27

20-I-31

2021

21-I-19

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