MGEX Summary Fines

Pursuant to MGEX Rules and Regulations, the Exchange shall have the authority to impose summary fines for violating MGEX reporting and submission requirements.

• General Requests - Rule 1226.00.
• Trading Session Submissions - Rule 1227.00.
• Financial Statements - Rule 1228.00.
• Financial Obligations - Rule 1229.00.
• Regular Facilities - Rule 1230.00.
• Stocks Reporting Facilities - Rule 1231.00.
• Recordkeeping For Open Outcry Activity - Rule 1232.00.

Inquiries about summary fines should be forwarded to the MGEX Department of Audits and Investigations at (612) 321-7101 or compliance@mgex.com.